Fee Schedule


Latest update:2020/3
No. Item Fees and Charges Rates and StandardsRMB Paid by Notes
1 Transaction Fee CSI 300 Index Futures Transaction Fee  0.0023% of notional trading value;   transaction fee for closing intraday position shall be 0.0345% of notional   trading value     Clearing Member 
2 SSE 50 Index Futures Transaction Fee  Clearing Member 
3 CSI 500 Index Futures Transaction Fee  Clearing Member 
4 2-Year CGB Futures Transaction Fee  RMB 3 per lot; transaction fee for closing intraday position is currently exempted   Clearing Member 
5 5-Year CGB Futures Transaction Fee  Clearing Member 
6 10-Year CGB Futures Transaction Fee  Clearing Member 
7 CSI 300 Index Options Transaction Fee  RMB 15 per lot   Clearing Member 
8 Order Submission Fee CSI 300 Index Futures Order Submission Fee  RMB 1 per order, charged on number of orders submitted   Clearing Member 
9 SSE 50 Index Futures Order Submission Fee  Clearing Member 
10 CSI 500 Index Futures Order Submission Fee  Clearing Member 
11  Delivery Fee CSI 300 Index Futures Delivery Fee  0.01% of the delivery amount   Clearing Member 
12 SSE 50 Index Futures Delivery Fee  Clearing Member 
13 CSI 500 Index Futures Delivery Fee  Clearing Member 
14 2-Year CGB Futures Delivery Fee  RMB 5 per lot   Clearing Member 
15 5-Year CGB Futures Delivery Fee  Clearing Member 
16 10-Year CGB Futures Delivery Fee  Clearing Member 
17 Exercise  (Assignment) Fee

CSI 300 Index Options Exercise

(Assignment) Fee

 RMB 2 per lot   Clearing Member 
18 Porting fee CSI 300 Index Futures Porting Fee

 RMB 10 per lot, charged on
transferee clearing member 

 Clearing Member 
19 SSE 50 Index Futures Porting Fee  Clearing Member 
20 CSI 500 Index Futures Porting Fee  Clearing Member 
21 2-Year CGB Futures Porting Fee  Clearing Member 
22 5-Year CGB Futures Porting Fee  Clearing Member 
23 10-Year CGB Futures Porting Fee  Clearing Member 
24 CSI 300 Index Options Porting Fee  Clearing Member 
25 Service Fee for Using valuabe Securites as Margin     0.05% of annualized average discounted market value of valuable securites as margin   Clearing Member 
26 Default Penalty CGB Futures Delivery Default Penalty Default on buyer/seller side: 0.5% of the contract value failed to be delivered for 2-Year CGB futures, 0.8% for 5-Year and 1% for 10-Year.
    Default on both sides: 1% of the contract value for 2-Year CGB futures,   1.6% for 5-Year and 2% for 10-Year.
 Clearing Member 
27 Ownership Transfer Fee 2-Year CGB Futures Ownership Transfer Fee  RMB 5 per million face value of CGBs transferred    Clearing Member  Collected on behalf of depositories
28 5-Year CGB Futures Ownership Transfer Fee  Clearing Member 
29 10-Year CGB Futures Ownership Transfer Fee  Clearing Member 
30 Depository Transfer Fee 2-Year CGB Futures Depository Transfer Fee Buyer shall bear 0.005% of total face value for transfer of custody of CGBs between different Depositories, with upper limit of RMB10,000 and lower limit of RMB10 per transaction. According to relevant regulations, CGB depository transfer conducted between CSDC Shanghai Branch codes of 019 and 020 is currently no charge.  Clearing Member 
31 5-Year CGB Futures Depository Transfer Fee  Clearing Member 
32 10-Year CGB Futures Depository Transfer Fee  Clearing Member 
33 Seat Fee Seat Fee  If annual orders of a seat do not exceed 200,000, annual seat fee shall be RMB20,000;if annual orders of a seat exceed 200,000,  annual seat fee shall be RMB30,000.   Member