Fee Schedule

Latest update:2022/12


No.

Item

Fees and Charges

Rates and Standards(RMB)

Paid by

Notes



1

Transaction Fee

CSI 300 Index Futures

0.0023% of notional trading value;0.0345% of notional   trading value for closing intraday position

 Clearing Member 



2

CSI 500 Index Futures

 Clearing Member 



3

CSI 1000 Index Futures

 Clearing Member 



4

SSE 50 Index Futures

 Clearing Member 



5

2-Year CGB Futures

RMB 3 per lot; transaction fee for closing intraday   position is currently exempted 

 Clearing Member 



6

5-Year CGB Futures

 Clearing Member 



7

10-Year CGB Futures

 Clearing Member 



8

CSI 300 Index Options

RMB 15 per lot 

 Clearing Member 



9

CSI 1000 Index Options

 Clearing Member 



10

SSE 50 Index Options

 Clearing Member 



11

Order Submission Fee

CSI 300 Index Futures

RMB 1 per order, charged on number of orders   submitted 

 Clearing Member 



12

CSI 500 Index Futures

 Clearing Member 



13

CSI 1000 Index Futures

 Clearing Member 



14

SSE 50 Index Futures

 Clearing Member 



15

 Delivery Fee

CSI 300 Index Futures

0.01% of the delivery amount 

 Clearing Member 



16

CSI 500 Index Futures

 Clearing Member 



17

CSI 1000 Index Futures

 Clearing Member 



18

SSE 50 Index Futures

 Clearing Member 



19

2-Year CGB Futures

RMB 5 per lot 

 Clearing Member 



20

5-Year CGB Futures

 Clearing Member 



21

10-Year CGB Futures

 Clearing Member 



22

Exercise  (Assignment) Fee

CSI 300 Index Options

RMB 2 per lot 

 Clearing Member 



23

CSI 1000 Index Options

 Clearing Member 



24

SSE 50 Index Options

 Clearing Member 



25

Porting fee

CSI 300 Index Futures

RMB 10 per lot, charged on transferee Clearing   Member 

 Clearing Member 



26

CSI 500 Index Futures

 Clearing Member 



27

CSI 1000 Index Futures

 Clearing Member 



28

SSE 50 Index Futures

 Clearing Member 



29

2-Year CGB Futures

 Clearing Member 



30

5-Year CGB Futures

 Clearing Member 



31

10-Year CGB Futures

 Clearing Member 



32

CSI 300 Index Options

 Clearing Member 



33

CSI 1000 Index Options

 Clearing Member 



34

SSE 50 Index Options

 Clearing Member 



35

Service Fee for Depositing Securities as   Margin   

0.05% of annualized average discounted market value of   securities as margin 

 Clearing Member 



36

Delivery Default Penalty

CGB Futures

Default by the buyer or the seller: 0.5% of the   contract value failed to be delivered for 2-Year CGB futures, 0.8% for 5-Year   and 1% for 10-Year.
  Default by both the buyer and the seller: 1% of the contract value failed to   be delivered for 2-Year CGB futures, 1.6% for 5-Year and 2% for 10-Year.

 Clearing Member 



37

Ownership Transfer Fee

2-Year CGB Futures

RMB 5 per million face value of CGBs transferred  

 Clearing Member 

Collected on behalf of depositories


38

5-Year CGB Futures

 Clearing Member 


39

10-Year CGB Futures

 Clearing Member 


40

Depository Transfer Fee

2-Year CGB Futures

0.005% of the total face value of CGBs transferred,   charged on the buyer, with the amount charged per order (per bond) no lower   than RMB 10 and no higher than RMB 10,000. According to relevant regulations,   fees for CGBs transferred from CSDC are currently exempted.

 Clearing Member 


41

5-Year CGB Futures

 Clearing Member 


42

10-Year CGB Futures

 Clearing Member 


43

Seat Fee

Annual fee for each seat shall be RMB 20,000 if no more   than 200,000 orders are submitted per year;and RMB 30,000 if more than 200,000 orders are submitted per year.

 Member