Latest
  • Circular on Self-Regulatory Measures Taken by CFFEX in March 2023
    2023-04-10
  • Circular on Self-Regulatory Measures Taken by CFFEX in February 2023
    2023-03-08
  • Circular on Self-Regulatory Measures Taken by CFFEX in January 2023
    2023-02-06
Circular on Self-Regulatory Measures Taken by CFFEX in December 2020
2021-01-07

CFFEX Circular [2021] No.1

To prevent market risks, maintain the orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in December 2020.

CFFEX handled 11 cases of abnormal trading activities with 11 clients involved, including 4 cases of self-trade and 7 cases of frequent placement and cancellation of orders. 9 clients were suspended the opening of new positions, and 2 members received reminders via telephone.

CFFEX handled 3 cases of clients’ hedging positions or arbitrage positions exceeding their corresponding asset ratio requirements, and took measures against the 3 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others. 



China Financial Futures Exchange

January 7, 2021